Deputy Compliance Officer - Reviews (6 months)
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Job Description
As a Deputy Compliance Officer for a temporary position of 6 months, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be:
* Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
* Conducting enhanced due diligence analyses and declassifications
* Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously
* Providing support and advice to the front office and management
Depending on the level of seniority, the following tasks may also be required:
* Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and professional behavior
* Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices
* Optimization of internal processes, including the review and drafting of internal guidelines
Qualifications
* Bachelor’s degree, preferably in Law, Economics, International Relations, Political Science, or similar
* 1-3 years of financial services compliance experience
* Knowledge of the Swiss legal framework
* Excellent command of English and French
* Analytical and methodological approach
* Structured and professional working style
* Interest and experience in data analysis (including Excel) and PowerPoint
* Excellent writing and communication skills
* Strong team player who enjoys working in a multicultural, dynamic, technological, and international environment
Company Overview
Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Swissquote is the Swiss Leader in Online Banking, providing trading, investing and banking services to over 650,000 clients through performant and secured digital platforms. With over 1,200 employees working flexibly, without dress code, and in multicultural teams, we grow our skills portfolio and boost careers in a fast‑pace environment.
We are all in at Swissquote. As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success.
Additional Information
* Seniority level: Entry level
* Employment type: Full-time
* Job function: Legal
* Industry: Banking
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