Compliance Officer Job Summary
We are seeking a highly skilled Compliance Officer to strengthen our team. This role will be mainly involved in trade surveillance and best execution activities, ensuring compliance with regulatory requirements.
Main Responsibilities
* Participate actively in trade surveillance and best execution activities for all products traded at our company, maintaining accurate records of investigations undertaken.
* Identify and investigate all alerts generated by tools or brought to your attention by traders.
* Review periodically the configuration and parameters of tools to ensure controls and calibrations are appropriate and efficient in the current market framework.
* Ensure comprehensive and adequate trade surveillance and best execution activities comply with regulatory requirements.
Your Profile
* University degree or advanced banking education with broad knowledge of compliance topics and experience of market integrity and investor protection.
* Minimum of 5 years of experience in compliance.
* Excellent knowledge of the financial, regulatory and banking environment.
* Strong analytical and problem-solving skills, with ability to interpret complex data and make informed decisions.
* Fluent in English and proficiency in French is desired.
About Us
We are an equal opportunity employer committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace.