Group Audit Manager WM Risk & Compliance
Aufgaben
* Analyzing and assessing several Wealth Management Risks assumed by the business.
* Controlling Market-, Credit-, Operational-, Legal- and Compliance-Risks.
* Identifying and evaluating the effectiveness of controls designed to address those risks.
* Providing practical, innovative, and value‑added solutions to issues identified.
* Preparing reports of audit findings for senior management at local, global, functional and Group levels.
* Regularly and openly communicating with senior management on any findings or risks that they are facing.
* Monitoring the results, risk profile and developments within Wealth Management and Risk & Compliance and providing input for periodically reassessing the audit plan.
Qualifikation
* Master or Bachelor / CPA or CIA, as an advantage.
* Experience in audit, compliance, 2nd LoD, or internal control areas within the bank industry optimally with focus on Wealth Management.
* Good understanding of the financial market, of operational aspects, as well as process flows within and between banks and counterparts.
* Thorough knowledge of local regulatory requirements.
* Flexible and committed team player.
* Travel for audit assignments (5%).
* Fluent in German and English.
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