Compliance Screening Specialist - Compliance & Risk Screening / 12 months
Location: Operations, Group Functions
Job Reference #: 302560BR
Job Type: Full Time
Your role
Are you looking for a new challenge within a dynamic and international environment? Do you have a "can do" mentality? Are you well organized and independent? Within the Compliance & Risk Screening Functional Management team, we are seeking a Compliance Screening Specialist who will:
1. Review and analyze messages across all currencies to ensure compliance with international regulatory lists, including sanctions and embargoes, using our CORISC application for the bank's worldwide branches.
2. Conduct thorough checks to ensure compliance with relevant international regulatory lists.
3. Analyze data and propose countermeasures for sanction hits.
4. Maintain and update documentation.
5. Support migration and administrative tasks of the team.
6. Maintain reports to support control and Model Validation.
You will support volume decreasing/mitigating tasks, organize team tasks, and generate reports for control and oversight.
Your team
The Compliance and Risk Screening (CRS) team manages a live screening application designed to stop messages matching specific search parameters. This process fulfills regulatory requirements regarding Sanctions/Embargoes and protects UBS against counterparty and operational risks. The team works closely with the integration and hit handling teams, located in Schaffhausen (Switzerland), and liaises with various UBS functions and stakeholders to manage, control, and optimize related processes and services.
Your expertise
* 2-3 years of operational experience in a financial institution.
* Well organized, motivated for repetitive tasks with high diligence, and strong communication skills.
* Ability to work independently with minimal supervision and deliver high-quality work.
* Team player with strong interpersonal skills, analytical, problem-solving, and data analysis skills, with a passion for new ways of working and transformation.
* Proficiency in Excel; knowledge of Alteryx or Python is a plus.
* Understanding of financial crime risks (primarily sanctions) in banking, current sanctions regulations, and Financial Messaging formats is a plus.
* Fluent in English, both oral and written; German is a plus.
About us
UBS is the world’s largest and only truly global wealth manager, operating through four divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and Investment Bank. With a presence in all major financial centers in over 50 countries, our global reach and expertise set us apart.
How we hire
We may request you to complete assessments during the application process. We support flexible working arrangements like part-time, job-sharing, and hybrid work. Our culture and infrastructure foster collaboration and agility, enabling us to meet business needs effectively.
We believe our people drive our success, and we value diverse backgrounds, skills, and experiences. Join #teamUBS and make an impact!
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer, respecting and empowering individuals from diverse backgrounds, perspectives, skills, and experiences.
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