Coni + partner, established in 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We specialize in custom-fit staffing aligned with corporate culture by ensuring a perfect match of professional skills, references, and personal as well as social skills of successful candidates.
Our client is an international private bank in Liechtenstein. We are searching for a senior compliance professional (m, f, d) as Risk Manager AML, Cross-Border and Suitability.
Aufgaben
* Monitoring and conducting relevant gap analyses of regulatory obligations such as AML, cross-border, MiFID II, and investment suitability.
* Continuously reviewing and optimizing the control framework, and updating business documentation.
* Performing independent audits as second line of defence (2nd LoD) and on the basis of the findings, monitoring the implementation of corrective measures.
* Ensuring immediate remediation of identified vulnerabilities and reviewing and streamlining processes.
* Acting as a sparring partner for line managers.
* Participating in special investigations and projects.
* Ensuring compliance with applicable laws and regulations.
* Writing concise reports for senior management.
* Being the point of contact for the business on regulatory compliance issues regarding AML, cross-border, MiFID II, and investment suitability.
* Travel activity 10-15% per year.
Qualifikation
* Master's or Bachelor's degree.
* Sound experience as a risk manager (2nd LoD) or auditor (3rd LoD) in a bank or a Big 4 company.
* CIA or CPA certification or a MAS study is an advantage.
* Knowledge of AML, cross-border, SFTR (transactions), MiFID II, and investment suitability regulations.
* Good understanding of financial market products (e.g., derivatives) and infrastructure regulations.
* Understanding of front-to-back transaction processes.
* Analytical skills and the ability to perform projects independently.
* Team and service orientation.
* Ability to lead projects and advise line managers.
* Interest in collaborating across departments with various stakeholders.
* Fluency in German (C1/2) and English is essential; other languages are an advantage.
Please send your documents for an initial contact by e-mail to contact@coni-partner.com or call us at +41 44 254 90 10. Mr. Ivano Coni is available to support you. Your application will be kept strictly confidential.
coni + partner ag
Ivano Coni
Managing Director
Klosbachstrasse 107
CH-8032 Zürich
Tel.: +41 44 254 90 10
#J-18808-Ljbffr