Job Description
1. Lead the Legal and Compliance function
2. Advise Senior Management on legal and regulatory requirements
3. Implement and execute the corporate risk and compliance strategy
4. Ensure policies meet the Swiss regulator requirements and personally conduct internal communication and training sessions across the Swiss office
5. Monitor and apply the latest Swiss regulator legislation to daily operations
6. Prepare and submit monthly and quarterly Compliance reports to the Swiss regulator and internal stakeholders
7. Manage and participate in regulatory audits
8. Executive and continuously improve Credit Risk and Compliance processes
9. Process KYC and AML checks for client on boarding
10. Monitor and review client portfolios and transactions on an ongoing basis
11. Directly investigate suspicious activity and filing reports
12. Acting as MLRO Switzerland
13. Design and execute the compliance monitoring and controls plan
14. Oversee and support the account opening team
15. Conduct the annual compliance risk assessment
16. Manage and update the the policy governance framework
17. Serve as Secretary to the Board and Board Committees
18. Organize and manage shareholders meetings and communications
19. Review, negotiate and draft all legal agreements for the bank