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Vie - compliance officer - nyon

Nyon
Kepler Cheuvreux
Inserat online seit: 4 März
Beschreibung

KEPLER CHEUVREUX :

Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Listed Derivatives, Structured Solutions, Corporate Finance, and Asset Management.

The Group employs around 650 people and is present in 14 major financial centres in Europe, the US and the Middle East: Amsterdam, Brussels, Dubai (DIFC), Frankfurt, Geneva, London, Madrid, Milan, New York, Oslo, Paris, Stockholm, Warsaw, and Zurich.

Group key figures:

* 1st independent European equity broker
* 1st Equity Research coverage in Continental Europe
* 1st Country Broker and Research (Extel 2025)
* “World’s Best Broker” (Euromoney Capital Markets Awards 2025)
* 14 major financial centres in Europe, US and the Middle East
* +1'300 institutional clients.


YOUR TASKS

The ideal candidate will be both analytical and pragmatic, willing to learn, able to navigate complex compliance topics.

The tasks will include:

* Provide support to the team with regards to regulatory advisory (incl. MIFID / MIFIR – Trade and Transaction reporting, Market Abuses)
* Develop, implement, and perform second-line compliance controls.
* Conduct and update risk mapping and support remediation plans where needed.
* Contribute to maintaining and improving the compliance framework (policies, procedures, guidelines).
* Support onboarding and KYC processes.
* Collaborate effectively with internal stakeholders and elevate matters to senior compliance management as appropriate.
* Stay ahead of regulatory changes and market trends.


YOUR PROFILE AND SKILLS

* + but not a pre-requisite: first experience in a compliance, legal, or control function.
* Strong analytical mindset and capacity to translate regulation into operational practice.
* Excellent communication skills with the ability to interact confidently across business lines.
* Proactive, detail-oriented, and solution-driven approach.
* Fluent in English and in French.


RECRUITMENT PROCESS:

Between 2 and 3 rounds of interviews: both fit and technical questions.

You will need a flexible and creative approach in order to flourish in our international environment and succeed with our diverse client base. If you possess these qualities and would like to be part of Kepler Cheuvreux’s story, then come and join us!

Join us at Kepler Cheuvreux, where you will play a crucial role in ensuring market integrity and compliance within a dynamic investment environment.

Please note that Kepler Cheuvreux promotes equal opportunity. All applications will be given due consideration.

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