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Compliance officer senior

Lugano
Cornèr Banca SA
Inserat online seit: Veröffentlicht vor 5 Std.
Beschreibung

PpWe are seeking a highly motivated and detail-oriented Compliance professional to join our team. The ideal candidate will have solid experience in regulatory matters, particularly in AML, cross-border activities and sanctions, and will be able to provide clear guidance and practical solutions to the business. This role requires strong analytical skills, sound judgment, and the ability to manage complex cases in a dynamic and evolving regulatory environment. The candidate will play a key role in ensuring adherence to applicable regulations, supporting business initiatives, and contributing to the ongoing development of the Compliance framework. /p h3Responsibilities /h3 ul lipAnalysis, review and handling of cases related to AML, cross-border activities and sanctions, including the preparation of assessments and formal positions for the business /p /li lipOpportunity to analyze cases related to market abuse and product suitability, as well as FATCA and CRS matter /p /li lipDefinition of Compliance requirements and supervision of their implementation within projects aimed at developing new products or services /p /li lipDrafting and review of internal policies and procedures in the Compliance area (e.g. AML, cross-border and sanctions) /p /li lipCollection of data and information for Compliance reporting addressed to senior management, as well as for periodic Compliance risk assessments /p /li lipPreparation and delivery of Compliance training /p /li lipMonitoring of regulatory developments in the Compliance area and analysis of their impact /p /li lipHandling requests from External and Internal Audit /p /li lipExecution of consolidated supervision activities in the Compliance area /p /li lipAbility to interact effectively with colleagues from different departments (e.g. Business, Operations, IT) /p /li lipApply a critical and proactive approach in identifying new solutions /p /li lipWork independently /p /li lipManage a high volume of cases efficiently /p /li /ul h3Qualifications /h3 ul lipAt least 5 years of experience in the banking sector in a similar role (Compliance Officer), preferably not limited to AML but also covering broader regulatory Compliance and advisory activities (cross-border, sanctions, reporting, Compliance risk assessment, consolidated supervision), as well as experience in overseeing Compliance-related projects /p /li lipExperience in Compliance related to market conduct (e.g. monitoring of market abuse, product suitability reviews, etc.) is considered a strong asset /p /li lipExperience in Compliance related to FATCA and CRS is considered a plus /p /li lipLanguages: Italian / English native proficiency / French / German is a plus. /p /li lipResident in Ticino or willing to relocate /p /li lipExperience level: Mid /p /li /ul /p #J-18808-Ljbffr

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