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coni+partner AG, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We specialize in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates.
Our client is the risk management department of an international bank in Zurich. We are looking for a compliance specialist (m, f, d).
Aufgaben
Responsible for ensuring compliance with banking law regulations, regulatory requirements and internal rules in a 2nd line of defense (2nd LoD) function
Ensuring an independent compliance function (e.g. MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR) and its effectiveness in the operational business areas, including cross border business
Ensuring compliance with international cross-border regulations and the further development of internal rules and processes
Ensuring the controlling of compliance risks, the ongoing evaluation of the regulations issued for compliance and the possible effects, advising senior management
Ensuring that compliance implements the risk-oriented control programme
Ensuring regular, meaningful reporting to senior management, which serves as a basis for decision-making by the executive board
Ensuring unrestricted rights to information, inspection and auditing in business functions and IT systems
Cooperating with financial market supervisory authorities on regulatory issues, coordination work
Monitoring regulatory changes, communicating new developments and preparing analyses of possible impacts on the bank
Conducting target group-specific training courses
Ad hoc projects
Qualifikation
Master's or PhD in Law or Economics
Additional qualifications in compliance or governance
Professional experience in banking auditing in a large company as a manager or senior manager, in the business risk department of an international bank or the compliance department of a supervisory authority or ECB
Specialization as a 2nd line of defense in financial market regulation and interest in the impact of regulatory changes on banking operations
Knowledge of MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR regulations
Experience in project management and the implementation of regulatory projects
Knowledge of regulatory requirements in Switzerland and Liechtenstein as well as European regulation
Analytical, proactive personality with a practical, solution‑and results‑oriented mindset and team orientation
Interest in coordination activities and giving presentations
IT flair and very good MS Office skills
German and English
Please send us your documents for an initial contact by e‑mail to contact@coni-partner.com or call us on +41 44 254 90 10. Mr. Ivano Coni would like to support you. Your application will be kept strictly confidential.
coni+partner AG
Ivano Coni
Managing Director
Klosbachstrasse 107
CH-8032 Zürich
Tel.: +41 44 254 90 10
Seniority level
Associate
Employment type
Full-time
Job function
Finance
Business Consulting and Services
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