Generalist Compliance Officer - Investment Management (m/w/d)
Recruitment Consultant - Compliance @ Selby Jennings
A private investment office, investing across various global asset classes, is seeking a diligent and intellectually curious Compliance Officer to join its dynamic legal, risk, and compliance team.
Key Responsibilities:
Ensure compliance of investment activities with internal mandates and external regulatory/legal requirements using appropriate systems, procedures, and documentation.
Provide compliance input to investment mandates and processes, ensuring alignment with internal policies and best practices.
Develop, define, and implement the firm's compliance model in collaboration with the Risk Officer, General Counsel, and Investment Team Heads.
Maintain and regularly update internal policies to ensure compliance with best practices.
Develop systems to handle and resolve policy violations, including managing the compliance escalation process.
Advise the CEO, senior management, and the Risk Committee on compliance matters.
Organize training sessions to educate staff on compliance requirements.
Lead the Data Protection Task Force and serve as the point of contact for GDPR and data protection matters.
Monitor regulatory developments and assess their impact on the organization.
Identify and address gaps and weaknesses in corporate compliance.
Requirements:
Law degree or formal compliance officer education.
Minimum of 5 years' experience in a compliance function.
Proven experience in investment compliance.
Strong knowledge of GDPR and data privacy.
Familiarity with FINMA and CSSF compliance regulations.
Fluent in German and English.
Seniority level: Entry level
Employment type: Full-time
Job function: Finance
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Note: The additional job postings following this description are not relevant to this role and have been omitted for clarity.
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