Compliance Officer - Onboarding Corporate
Full-time
Managerial role: No
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We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to+650’000 clients, through our performant and secured digital platforms.
Our +1200 employees work in a flexible way, without dress code and in multicultural teams.By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment. Have a look behind the scenes by checkingHumans of Swissquote on Instagram.
We are all in at Swissquote. As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success.
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Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:
Responsibilities
Analysis of account opening requests from corporate clients (such as active/passive companies, trusts, collective investment schemes, financial institutions, external asset managers, etc.) from an AML/CTF (AMLA, AMLO-FINMA, CDB 20) and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA, QI and CRS,
Drafting of internal memorandums, especially regarding high risk clients,
Optimization of internal processes and guidelines, contribution to the drafting of procedures,
Participation in key regulatory projects,
Support and advice to the Front line, foreign entities of Swissquote Group and management.
Qualifications
Bachelor or Master degree preferably in Laws/Economics or proven relevant experience in the banking sector,
Minimum 3 to 5 years of experience ina similar position within a financial institution, in an AML/CTF compliance position in relation to complex corporate structures,
Experience in regulatory audit in Switzerland (regulatory and/or AML/CTF compliance audit for financial institutions, big 4) is a plus,
Strong command of complex corporate structures, in particular trusts and collective investment schemes,
Solid knowledge of AMLA, AMLO-FINMA, CDB 20; familiarity with other relevant regulations (FinSA, FinIA, CISA) is an asset,
Highly developed analytical and organizational skills,
Very good writing and communication skills in French and English (additional languages are an asset),
Collaborative team player, comfortable in multicultural, dynamic, technological and international environments.
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