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Lead auditor private banking and asset management

Basel
Festanstellung
FINDERS SA
Auditor
Inserat online seit: 16 August
Beschreibung

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von: FINDERS SA

Lead Auditor – Banking Client: As a distinguished banking and financial services institution, our Client provides customized investment advisory and asset management solutions for both private and institutional clients. A bank that Finders works with regularly, as a trusted partner, thus able to explain the culture to any prospective applicant.

The Lead Auditor will play a key role in assessing private banking operations across Switzerland and international locations (the occasional travel, up to 20%). This position offers the opportunity to lead end-to-end audits, provide strategic insights to senior management, and contribute to the continuous improvement of risk management and compliance frameworks. Leading audits with a structured, results-oriented approach, ensuring thorough planning, execution, and timely reporting.

Preparing clear, impactful reports and presenting key findings to senior leadership.

Acting as a trusted advisor to management, offering insights on risk mitigation and regulatory compliance.

Monitoring and ensuring the effective implementation of audit recommendations.

Supporting internal audit leadership with detailed evaluations and decision-making materials.

Participating in special investigations and high-impact projects.

Serving as an expert in private banking regulations, including AML, cross-border compliance, and investment suitability.

Relevant higher/banking education, with a strong background in banking, finance, or auditing (CIA, CPA or similar preferred); an auditor certification a plus.

Minimum 5 years++ of experience as a lead auditor in banking.

Expertise in AML, regulatory compliance, and private banking risk management.

Fluent/good level in German and of course English; other languages a plus (;Spanish and/or French).

Available to work full-time (no home office);

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