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We are supporting a dynamic and fast-growing financial institution specializing in alternative investments, including private equity, private credit, hedge funds, and real assets. Based in Liechtenstein and regulated by the Financial Market Authority (FMA), they serve a sophisticated international client base with tailored investment solutions and a strong commitment to excellence, innovation, and integrity.
We are looking for a highly motivated and experienced Senior Compliance Officer to join our client's team in Liechtenstein. This pivotal role will lead the compliance function, ensure alignment with regulatory requirements, and serve as a trusted advisor to senior management on all matters of regulatory risk. The successful candidate will bring deep compliance expertise, ideally from within the alternative investment space, and will play a key role in shaping the firm's governance and control framework.
About the job:
1. Serve as the primary liaison with the Financial Market Authority (FMA) and other regulatory bodies.
2. Lead the design, implementation, and enhancement of the firm's compliance framework, policies, and procedures.
3. Oversee and manage all aspects of regulatory compliance, including AIFMD, AML, MiFID II, FATCA, and CRS.
4. Conduct regular compliance risk assessments and internal audits; report findings to senior management and the board.
5. Supervise and enhance the AML/KYC process, ensuring robust client onboarding and ongoing due diligence.
6. Provide strategic regulatory advice to business units and support new product or market initiatives.
7. Conduct training and promote a strong compliance culture across the organization.
8. Review and approve marketing communications and investor disclosures.
9. Coordinate with external legal and audit partners on regulatory filings and reviews.
About the candidate:
1. University degree in Law, Business, Finance, or a related discipline.
2. Minimum 5-8 years of relevant compliance experience in financial services, ideally with exposure to alternative investment structures.
3. Strong knowledge of the regulatory landscape in Liechtenstein and the EU, including direct experience interacting with the FMA.
4. Fluent in German and English (both written and spoken).
5. Strong leadership, communication, and stakeholder management skills.
6. High ethical standards, analytical mindset, and a detail-oriented approach.
7. Ability to work independently in a dynamic environment.
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Legal
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